Nichole Santoro Brown

Nichole Santoro Brown is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2024-01-11presentYes
WELLS FARGO CLEARING SERVICES, LLC2016-03-222020-11-19
HARRISDIRECT LLC2015-03-262016-03-16
WELLS FARGO CLEARING SERVICES, LLC2011-03-172015-03-18
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-10-29
CITIGROUP GLOBAL MARKETS INC.2004-11-022009-06-01
MORGAN STANLEY DW INC.2002-10-282003-11-25

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