TRACY JAO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 7 firms. Currently registered with STEWARD PARTNERS INVESTMENT ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 2025-06-30 | present | Yes |
| SIMPLEX WEALTH MANAGEMENT | 2015-07-14 | 2025-09-04 | — |
| CONSILIUM WEALTH MANAGEMENT | 2014-12-12 | 2025-09-04 | — |
| CREATIVE PLANNING, LLC | 2013-09-16 | 2014-06-20 | — |
| DESTINATION WEALTH MANAGEMENT | 2007-05-22 | 2013-09-06 | — |
| CHARLES SCHWAB & CO., INC. | 2004-02-19 | 2006-01-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-09-13 | 2004-02-05 | — |