Susan Tzu-Ling Chen

Susan Tzu-Ling Chen is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (5)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2022-01-26presentYes
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2011-09-012023-09-07
TD AMERITRADE, INC.2011-09-012022-10-14
UBS FINANCIAL SERVICES INC.2010-12-072011-09-06
CHARLES SCHWAB & CO., INC.2001-03-212010-12-17

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