CHARLES THOMAS CARROLL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2015-06-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-11-03 | 2015-07-07 | — |