CATHERINE ANN PLAYFORD

CATHERINE ANN PLAYFORD is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-09-03presentYes
WELLS FARGO CLEARING SERVICES, LLC2012-05-252024-09-04
MORGAN STANLEY SMITH BARNEY LLC2012-03-272012-06-04
DEUTSCHE BANK SECURITIES INC.2003-07-212003-10-06

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