KENNETH HARLON NEAL

KENNETH HARLON NEAL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with JANNEY MONTGOMERY SCOTT LLC.

Registration history (5)

FirmFromToCurrent
JANNEY MONTGOMERY SCOTT LLC2019-02-22presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-10-022019-02-22
WELLS FARGO CLEARING SERVICES, LLC2006-09-272012-10-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-11-122006-09-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2001-10-222003-11-03

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