STUART MITCHELL SWAN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with SOWELL FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOWELL FINANCIAL SERVICES, LLC | 2022-11-15 | present | Yes |
| SOWELL FINANCIAL SERVICES, LLC | 2016-09-21 | 2021-07-29 | — |
| CONCERT WEALTH MANAGEMENT | 2015-08-06 | 2016-12-27 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-12-05 | 2009-01-02 | — |