Thomas J Doherty is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2020-12-15 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-06-29 | 2020-12-15 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-07-06 | — |
| MORGAN STANLEY DW INC. | 1997-07-08 | 2007-04-02 | — |