ROGER PRESTON LITTLEFIELD is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2020-01-23 | present | Yes |
| BOK FINANCIAL SECURITIES, INC. | 2014-05-20 | 2020-01-22 | — |
| B. RILEY WEALTH MANAGEMENT | 2012-12-14 | 2014-05-07 | — |
| SANDERS MORRIS LLC | 2009-04-27 | 2012-12-14 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1999-05-26 | 2009-05-15 | — |