RUCHIKA GUPTA

RUCHIKA GUPTA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-10-12presentYes
UBS FINANCIAL SERVICES INC.2004-03-052015-10-08
J. B. HANAUER & CO.2003-08-112004-01-02
WELLS FARGO CLEARING SERVICES, LLC2003-07-012003-08-07
PRUDENTIAL EQUITY GROUP, LLC2002-07-252003-07-01

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