Shashi Vivek Bhatia is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-02-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2017-06-28 | 2022-01-10 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-08-07 | 2017-02-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-04-24 | 2014-02-28 | — |
| RBC CAPITAL MARKETS, LLC | 2007-09-05 | 2012-04-13 | — |
| BMO HARRIS FINANCIAL ADVISORS, INC. | 2007-04-16 | 2007-09-14 | — |