ROBERTO HO CHIU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2013-11-08 | present | Yes |
| BARCLAYS CAPITAL INC. | 2013-02-13 | 2013-10-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-07-27 | 2013-02-08 | — |
| DEUTSCHE BANK SECURITIES INC. | 2011-01-19 | 2011-07-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-05-19 | 2010-12-23 | — |
| UNION SQUARE GLOBAL WEALTH MANAGEMENT | 2010-04-09 | 2010-08-12 | — |