HEIDI WAI SUEN LAU is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2016-09-02 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2015-07-16 | 2016-08-31 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2014-08-04 | 2015-06-17 | — |
| CHARLES SCHWAB & CO., INC. | 2013-02-20 | 2013-08-28 | — |