THOMAS FROTHINGHAM

THOMAS FROTHINGHAM is an investment adviser representative (IAR) with state registration records since 2011, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (3)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2014-02-06presentYes
UBS FINANCIAL SERVICES INC.2012-03-132014-01-24
MORGAN STANLEY SMITH BARNEY LLC2011-01-032012-02-27

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