LUIS SIMAL

LUIS SIMAL is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (8)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2025-06-24presentYes
MORGAN STANLEY SMITH BARNEY LLC2021-02-162025-03-04
WELLS FARGO CLEARING SERVICES, LLC2011-12-022020-12-07
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-12-12
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2005-10-132007-04-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-09-022005-09-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-03-092004-07-16

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