James Richard Sophia is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with BANKERS LIFE ADVISORY SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| BANKERS LIFE ADVISORY SERVICES, INC. | 2026-02-04 | present | Yes |
| VANDERBILT ADVISORY SERVICES | 2025-01-24 | 2025-03-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-01-25 | 2025-01-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-10-09 | 2019-01-24 | — |
| UBS FINANCIAL SERVICES INC. | 2003-01-14 | 2007-10-16 | — |