Leonard F Lye

Leonard F Lye is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2024-06-07presentYes
CITIGROUP GLOBAL MARKETS INC.2022-10-172024-04-10
SANTANDER SECURITIES LLC2018-11-302022-10-18
KEY INVESTMENT SERVICES LLC2016-09-212016-12-31
LPL FINANCIAL LLC2015-04-222016-09-21
WELLS FARGO CLEARING SERVICES, LLC2004-08-022015-02-24

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