STEVEN EDWARD FARRIS

STEVEN EDWARD FARRIS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with LOBSCOUSER II, LLC.

Registration history (7)

FirmFromToCurrent
LOBSCOUSER II, LLC2016-03-22presentYes
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2014-10-202016-10-21
U.S. BANCORP INVESTMENTS, INC.2013-08-162014-10-27
FIFTH THIRD SECURITIES, INC.2012-03-232013-08-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-12-172012-03-26
WELLS FARGO CLEARING SERVICES, LLC2005-10-212008-12-15
STIFEL, NICOLAUS & COMPANY, INCORPORATED2001-04-262005-10-25

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