Stephen William Close

Stephen William Close is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-02-20presentYes
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2019-09-232025-02-20
OSAIC FS, INC.2013-06-192019-09-17
LPL FINANCIAL LLC2005-06-142013-07-02

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