CHARLES ALEXANDER SMITH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2014-10-17 | present | Yes |
| ACADEMY ADVISORS, LLC | 2008-06-03 | 2014-10-23 | — |
| LPL FINANCIAL LLC | 2007-10-16 | 2014-10-30 | — |
| 1ST GLOBAL ADVISORS INC | 2004-11-04 | 2007-10-31 | — |
| MONY SECURITIES CORPORATION | 2003-12-02 | 2004-11-05 | — |
| TRUSTED SECURITIES ADVISORS CORP. | 2003-06-17 | 2003-12-02 | — |