BENJAMIN LEWIS SWAIN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-04-20 | present | Yes |
| EMPOWER ADVISORY GROUP, LLC | 2022-01-20 | 2023-03-28 | — |
| EQUITABLE ADVISORS, LLC | 2021-02-01 | 2022-01-11 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2015-01-08 | 2020-12-31 | — |
| TD AMERITRADE, INC. | 2015-01-08 | 2021-01-11 | — |
| EQUITABLE ADVISORS, LLC | 2011-11-29 | 2015-01-07 | — |
| GLOBAL PORTFOLIO STRATEGIES, INC. | 2009-01-12 | 2011-07-26 | — |