JOHN K SPIES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2017-02-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-02-23 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-06-09 | 2009-06-01 | — |
| FSB PREMIER WEALTH MANAGEMENT, INC. | 2002-02-15 | 2008-06-25 | — |