JOSE MIGUEL PENA is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2015-07-31 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-01-12 | 2015-08-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2007-01-16 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1999-07-23 | 2003-07-01 | — |