CHIA LAI

CHIA LAI is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2025-08-08presentYes
WELLS FARGO CLEARING SERVICES, LLC2013-04-102025-08-07
RBC CAPITAL MARKETS, LLC2006-05-192013-04-01
WELLS FARGO CLEARING SERVICES, LLC2003-07-012006-05-22
PRUDENTIAL EQUITY GROUP, LLC2002-09-042003-07-01

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