THOMAS BERNARD DIAS

THOMAS BERNARD DIAS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2021-07-21presentYes
WADDELL & REED2020-09-042021-07-21
RBC CAPITAL MARKETS, LLC2005-05-272020-09-23
MORGAN STANLEY DW INC.2000-05-032005-06-01

More