WINDY SUKMING SETO is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with PRINCIPAL ADVISED SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL ADVISED SERVICES, LLC | 2022-10-31 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2010-07-06 | 2010-11-29 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2006-06-30 | 2010-07-07 | — |