CAROLYN SUE RAFTERY

CAROLYN SUE RAFTERY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (5)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2026-04-22presentYes
MORGAN STANLEY SMITH BARNEY LLC2010-10-132026-05-01
UBS FINANCIAL SERVICES INC.2007-02-092010-09-30
KEYBANC CAPITAL MARKETS INC.2004-08-112007-02-09
CITIGROUP GLOBAL MARKETS INC.2001-08-142004-05-21

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