JAMES SETO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2008-11-18 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2008-11-03 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1999-11-20 | 2003-07-01 | — |