Kathryn M Welles

Kathryn M Welles is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-09-21presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-08-17
CITIGROUP GLOBAL MARKETS INC.2006-11-182009-06-01

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