LISA RENE SCHAFFER

LISA RENE SCHAFFER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2024-04-10presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-03-102024-04-09
WELLS FARGO CLEARING SERVICES, LLC2011-05-182017-03-09
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-06-01
CITIGROUP GLOBAL MARKETS INC.2007-12-182009-06-01

More