MICHAEL James FREDERICK

MICHAEL James FREDERICK is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2026-05-18presentYes
ALDEN CAPITAL MANAGEMENT INC.2020-06-302026-05-19
ALDEN CAPITAL MANAGEMENT INC.2020-06-082020-06-16
OSAIC ADVISORY SERVICES, LLC2018-12-032020-07-01
WELLS FARGO CLEARING SERVICES, LLC2016-08-312018-12-05
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-02-162005-01-29

More