RALPH CAPUTO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2011-01-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-01-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2002-09-16 | 2007-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 1999-04-29 | 2002-10-01 | — |