JAMES THOMAS CARTER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-07-01 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-10-25 | 2024-07-09 | — |
| UBS FINANCIAL SERVICES INC. | 2007-07-27 | 2013-11-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-11-29 | 2007-07-31 | — |