James Michael Smith is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-02-12 | present | Yes |
| EDWARD D. JONES & CO., L.P. | 2019-09-20 | 2024-01-05 | — |
| PNC WEALTH MANAGEMENT | 2017-03-10 | 2018-12-06 | — |
| STRATEGIC ADVISERS LLC | 2008-01-28 | 2016-04-06 | — |