JAMES WESLEY LIKES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-01-18 | present | Yes |
| EQUITABLE ADVISORS, LLC | 2022-03-18 | 2023-01-12 | — |
| WEDBUSH SECURITIES INC. | 2020-10-26 | 2021-07-16 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-11-30 | 2020-10-27 | — |
| UBS FINANCIAL SERVICES INC. | 2008-11-24 | 2015-12-08 | — |
| MORGAN STANLEY & CO. LLC | 2007-09-20 | 2008-11-25 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-06-20 | — |
| MORGAN STANLEY DW INC. | 2003-07-09 | 2007-04-02 | — |