RICHARD MICHAEL COSTA

RICHARD MICHAEL COSTA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2019-09-13presentYes
UBS FINANCIAL SERVICES INC.2012-08-212019-09-24
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-06-26
CITIGROUP GLOBAL MARKETS INC.2008-04-252009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-11-102006-08-21

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