James Malcolm Ugobono is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2024-04-04 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2020-02-03 | 2024-04-24 | — |
| SANTANDER SECURITIES LLC | 2010-03-23 | 2010-12-13 | — |