Carol A. Rosenstock is an investment adviser representative (IAR) with state registration records since 2000, appearing at 9 firms. Currently registered with TRANSAMERICA FINANCIAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2021-06-03 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2021-01-08 | 2021-05-26 | — |
| BELPOINTE ASSET MANAGEMENT LLC | 2020-09-22 | 2020-12-18 | — |
| BELPOINTE ASSET MANAGEMENT LLC | 2020-01-28 | 2020-08-18 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-01-19 | 2019-08-16 | — |
| THREE LAKES SECURITIES, LLC | 2011-11-09 | 2017-08-25 | — |
| COORDINATED CAPITAL SECURITIES, INC. | 2011-11-01 | 2017-08-24 | — |
| MML INVESTORS SERVICES, LLC | 2008-07-18 | 2009-12-31 | — |
| BANC ONE SECURITIES CORPORATION | 2002-11-01 | 2003-10-03 | — |
| M&I INVESTMENT MANAGEMENT CORP. | 2000-08-01 | 2003-01-08 | — |