NORA I. ROCHA is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2024-05-24 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2013-09-12 | 2024-06-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-12-22 | 2013-08-27 | — |