JAMES DIETRICH WALTMAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-03-08 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-07-02 | 2019-03-19 | — |
| EQUITABLE ADVISORS, LLC | 2004-02-19 | 2006-04-13 | — |