SERRIA TAWAN REGO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-03-16 | present | Yes |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2012-11-08 | 2026-03-16 | — |
| WADDELL & REED | 2009-01-23 | 2012-10-31 | — |
| EDWARD D. JONES & CO., L.P. | 2008-10-06 | 2008-12-01 | — |