JAMES N. HONG is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-09-29 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2008-09-29 | 2017-10-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-02-24 | 2008-09-09 | — |