SERGIO MICHAEL ROSA is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-05-27 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-08-05 | 2022-06-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-01-09 | 2016-08-08 | — |