DUKE NHIEN TRAN is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2016-08-25 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2009-02-27 | 2016-09-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-04-27 | 2009-03-04 | — |