CATHERINE GALE CAIN is an investment adviser representative (IAR) with state registration records since 2021, appearing at 2 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2025-06-26 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-10-14 | 2025-07-02 | — |