JOHN WILLIAM SWAINE

JOHN WILLIAM SWAINE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with SECOND HALF FINANCIAL PARTNERS, LLC.

Registration history (4)

FirmFromToCurrent
SECOND HALF FINANCIAL PARTNERS, LLC2012-10-22presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2009-10-132017-04-07
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-10-08
CITIGROUP GLOBAL MARKETS INC.2004-02-112009-06-01

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