KWAI YUN CHAN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2021-11-30 | present | Yes |
| TD AMERITRADE, INC. | 2018-02-27 | 2022-10-14 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2023-09-07 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-03-29 | 2018-02-26 | — |
| HSBC SECURITIES (USA) INC. | 2010-02-23 | 2010-04-19 | — |
| HSBC SECURITIES (USA) INC. | 2009-07-21 | 2009-07-30 | — |