DAVID JOHN CARROLL is an investment adviser representative (IAR) with state registration records since 2011, appearing at 2 firms. Currently registered with DAVID JOHN CARROLL.
| Firm | From | To | Current |
|---|---|---|---|
| DAVID JOHN CARROLL | 2026-01-01 | present | Yes |
| DAVID JOHN CARROLL | 2011-09-15 | 2020-12-31 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2011-04-26 | 2011-09-07 | — |