KAREN MARIE CAPEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2017-11-06 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-05-16 | 2016-06-30 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-04-26 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-06-08 | 2009-06-01 | — |