THOMAS FRANCIS NICHOLS

THOMAS FRANCIS NICHOLS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2019-03-08presentYes
PNC WEALTH MANAGEMENT2014-08-222018-11-01
WELLS FARGO CLEARING SERVICES, LLC2011-05-122014-08-18
AMERIPRISE FINANCIAL SERVICES, LLC2009-03-132009-07-10
MCSHANE PARTNERS2004-09-172009-03-13

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